Capital Markets and Fundraising

Our securities department advises businesses and individuals on a wide range of securities, investment, and financing matters, whether you are offering, issuing, or investing, or receiving preferred stock as part of an incentive plan, and whether that is as Corporation or LLC.
  • Debt Financing (SAFEs, other convertible debt), Profits Interest, Preferred Stock, Equity Incentive Plans and Options.
  • Angel Investment, Seed Rounds, Series A, and more.
  • Public Offering, Prospectus, and Private Placement Memorandums.
  • SEC compliance.
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Roche Legal, PLLC


Alexandre Leturgez-Coïaniz, Esq., LL.M.

Daniel B. Koburger, Esq., LL.M.

Côme Laffay, Esq., LL.M.